Amy B.

Senior Compliance Consultant | CFE, CAMS-Certified

Senior Compliance & Regulatory Risk Consultant CFE • CAMS-Certified • Former U.S. Department of Labor Senior Investigator (EBSA) I am a senior compliance and regulatory risk consultant with 15+ years of experience at the U.S. Department of Labor’s Employee Benefits Security Administration (EBSA), where I led complex, high-risk reviews involving ERISA compliance, fiduciary standards, prohibited transactions, financial misconduct, and remediation oversight. I specialize in interpreting complex federal regulations and translating them into practical, risk-based operational guidance—helping organizations identify control gaps, reduce regulatory exposure, and strengthen governance without overengineering solutions. Core Areas of Expertise Regulatory Interpretation & Application Assess how federal requirements affect operations, disclosures, workflows, vendor relationships, and participant communications; identify compliance gaps, consumer risk, and operational impacts. Risk Assessment & Issue Management Conduct risk-based reviews to identify systemic issues, evaluate potential harm, prioritize findings, recommend corrective actions, and monitor remediation to closure. Compliance Program & Governance Support Support compliance audits, gap analyses, policy development, training, and ongoing monitoring to improve audit readiness and regulatory defensibility. Fraud & Financial Crime Risk As a Certified Fraud Examiner (CFE) and CAMS-certified professional, I bring deep experience in fraud risk assessments, transaction reviews, AML/KYC frameworks, and controls testing across financial services, fintech, grants, and employee benefit environments. Data & Analytics for Compliance Leverage Excel-based analytics to review large datasets, identify trends and anomalies, support audits and investigations, and produce clear, decision-ready analysis. Proven Impact Supported matters resulting in $80M+ in civil recoveries and participant restorations, plus $3.9M in criminal restitution. Recognized with two Secretary’s Honor Awards and multiple regional awards for investigative excellence, compliance contributions, and mentoring. How I Help Clients I now support financial institutions, fintechs, nonprofits, government contractors, and benefits administrators with: Fraud risk assessments & internal controls testing Regulatory compliance audits & gap analyses Policy and procedure development & training Remediation planning, monitoring, and issue management Excel-based data analytics for compliance and financial reviews Clients value my federal insider perspective, sound judgment, and ability to deliver clear, practical solutions that reduce risk and support compliant growth. JD (Texas Tech University School of Law), BBA (Summa Cum Laude) ACFE & ACAMS member • Ongoing regulatory education Available for short-term projects, fractional consulting, or analytics support. I provide compliance consulting and analysis, not legal advice or legal representation.