Karishma I.Private profile: Upwork shows its earnings only to signed-in members, so we check it every few weeks, not daily. MRR here is a rough estimate (Upwork's six-month earnings ÷ months active). Last read Nov 5, 2026.

* Driving Regulatory Change Management , Risk Mitigation, and Governance Excellence * Navigating the complex world of Registered Investment Advisor (RIA) compliance can feel like stepping into a maze of regulations and requirements—but that's where I come in. With over a decade of regulatory compliance experience, my background reflects my strengths as the primary compliance team resource with accountability for the control structure and fostering an organization-wide compliance culture. As a Certified Anti-Money Laundering Specialist (CAMS), I have extensive knowledge of BSA/AML, KYC and CFT and stay current in regard to regulatory updates. I specialize in untangling the intricate threads of compliance, empowering businesses to operate confidently and efficiently. Whether you're launching a new advisory firm, updating your policies, or preparing for an audit, my tailored solutions are designed to simplify the process, minimize risks, and ensure your business thrives in a heavily regulated industry. Trust me to be your guiding partner in compliance, turning challenges into opportunities. Key Highlights: - Adapts compliance programs to new business models, products and regulatory updates - Certified Anti-Money Laundering Specialist (CAMS) by the Association of Certified Anti-Money Laundering Specialists - Oversees marketing and client service materials; - Designs and implements compliance training programs; - Leads internal and regulatory audits, liaising with and reporting exceptions to senior management; - 206(4)(7) Annual Compliance Report/Testing and remediation - Brings additional expertise in managing compliance for private funds, offshore entities and accounts; well-versed in CIMA, Cayman Islands and Bahamian corporate laws. - Regulatory filings, Form ADV, 13-f, PF